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Compliance & Technical
Charlotte joined the team in 2018 and has worked in financial services for more than 12 years. She has extensive experience as a paraplanner and has recently attained Chartered status with the CII. Her role is designed to strengthen governance, mitigate risk and improve business efficiency, ensuring processes are streamlined and compliant while freeing the rest of the team to focus on client outcomes.
In her spare time, Charlotte enjoys making memories with her young daughters and going out with friends for prosecco brunches. To de-stress, she loves to lift weights and take long walks.
Charlotte is also guilty of spending her downtime watching the Real Housewives franchises – or any reality TV for that matter!
CII Chartered Financial Planner status is a prestigious designation awarded by the Chartered Insurance Institute, signifying high professional standards, technical expertise, and ethical commitment to delivering trusted financial advice.
This qualification enables professional advisers to develop specialist planning capabilities, covering topics like: personal tax and trust, business financial, pension and investment planning.
This Level 4 Diploma meets the FCA’s qualification requirements for retail investment advisers, demonstrating core technical knowledge and financial planning capabilities across six core areas.
The level 3 Certificate in Equity Release meets the FCA’s requirement for mortgage advisers and those advising on equity release schemes. In addition to developing advisory skills, the Certificate offers an understanding of equity release regulation, products, market practice, and customer needs.
This level 3 certificate meets the FCA’s qualification requirements for mortgage advisers. It develops an understanding of the sector and the mortgage process, enabling advisers to meet individual client needs.
This qualification assesses a knowledge and understanding of the UK regulation environment in the financial services industry, long-term care insurance products and the giving of long-term care insurance advice.
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The Aspire Partnership LLP is authorised and regulated by the Financial Conduct Authority – Ref. No. 518833.
Registered in England. Limited Liability Partnership No. OC351804.
The guidance and/or advice contained within this website is subject to the UK regulatory regime and is therefore primarily targeted at consumers based in the UK.
The Financial Ombudsman Service is available to sort out individual complaints that clients and financial services businesses aren’t able to resolve themselves. To contact the Financial Ombudsman Service please visit www.financial-ombudsman.org.uk